{"id":15838,"date":"2020-06-05T14:00:36","date_gmt":"2020-06-05T06:00:36","guid":{"rendered":"https:\/\/www.gallhk.com\/exploring-the-role-of-a-responsible-officer-at-hong-kong-listed-companies\/"},"modified":"2022-10-24T17:02:42","modified_gmt":"2022-10-24T09:02:42","slug":"exploring-the-role-of-a-responsible-officer-at-hong-kong-listed-companies","status":"publish","type":"post","link":"https:\/\/www.gallhk.com\/hk\/exploring-the-role-of-a-responsible-officer-at-hong-kong-listed-companies\/","title":{"rendered":"\u63a2\u8a0e\u8ca0\u8cac\u4eba\u54e1\u7684\u89d2\u8272"},"content":{"rendered":"\n<p>&nbsp;<img loading=\"lazy\" decoding=\"async\" width=\"30\" height=\"38\" class=\"wp-image-6202\" style=\"width: 30px;\" src=\"https:\/\/www.gallhk.com\/wp-content\/uploads\/2016\/09\/icon_pdf.jpg\" alt=\"\" srcset=\"https:\/\/www.gallhk.com\/wp-content\/uploads\/2016\/09\/icon_pdf.jpg 250w, https:\/\/www.gallhk.com\/wp-content\/uploads\/2016\/09\/icon_pdf-237x300.jpg 237w\" sizes=\"auto, (max-width: 30px) 100vw, 30px\" \/> <a href=\"https:\/\/www.gallhk.com\/Articles\/Responsible_Officer_QA_june2020_cn.pdf\" target=\"_blank\" rel=\"noreferrer noopener\">\u4e0b\u8f09PDF<\/a><\/p>\n\n\n\n<p><strong>\u5f15\u8a00<\/strong><\/p>\n\n\n\n<p>\u5728\u9019\u500b\u554f\u7b54\u74b0\u7bc0\u88e1\uff0c\u9ad8\u7d1a\u5408\u5925\u4eba\u9ad8\u5609\u529b\uff08Nick Gall\uff09\u63a2\u8a0e\u8b49\u76e3\u6703\u6838\u51c6\u7684\u8ca0\u8cac\u4eba\u54e1\u64c1\u6709\u4ec0\u9ebc\u89d2\u8272\u3001\u8cac\u4efb\u53ca\u6f5b\u5728\u8cac\u4efb\u3002 <\/p>\n\n\n\n<p>\u554f\uff1a\u4ec0\u9ebc\u662f\u8ca0\u8cac\u4eba\u54e1\uff1f 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QMIS\u548c\u8a72\u8ca0\u8cac\u4eba\u54e1\u56e0\u6b64\u88ab\u7f70\u6b3e\u53ca\u88ab\u52d2\u4ee4\u652f\u4ed8\u8b49\u76e3\u6703\u7684\u8abf\u67e5\u8cbb\u7528\u3002 <\/p>\n\n\n\n<p>\u8ca0\u8cac\u4eba\u54e1\u5728\u6301\u724c\u6cd5\u5718\u4e2d\u627f\u64d4\u78ba\u4fdd\u5408\u898f\u6027\u7684\u4e3b\u8981\u8cac\u4efb\uff0c\u4e26\u6709\u4efd\u5c0d\u516c\u53f8\u7684\u53d7\u898f\u7ba1\u6d3b\u52d5\u9032\u884c\u76e3\u7763\u3002\u5982\u679c\u5167\u90e8\u7ba1\u7406\u5b58\u5728\u660e\u986f\u7f3a\u9677\uff0c\u8ca0\u8cac\u4eba\u54e1\u6709\u53ef\u80fd\u88ab\u8b49\u76e3\u6703\u64a4\u92b7\u5176\u51fa\u4efb\u8ca0\u8cac\u4eba\u54e1\u7684\u8cc7\u683c\u3002 <\/p>\n\n\n\n<p><em>*<\/em>\u9019\u7bc7\u6587\u7ae0\u65bc\u300a\u9999\u6e2f\u5f8b\u5e2b\u300b\u520a\u767b<\/p>\n\n\n\n<div style=\"height:25px\" aria-hidden=\"true\" class=\"wp-block-spacer\"><\/div>\n\n\n\n<p><\/p>\n\n\n\n<p>\u806f\u7e6b\u4eba:<\/p>\n\n\n\n<p>\u9ad8\u5609\u529b (Nick Gall) , \u9ad8\u7d1a\u5408\u5925\u4eba<br>+852 3405 7666<br>nickgall@gallhk.com<\/p>\n","protected":false},"excerpt":{"rendered":"<p>&nbsp; \u4e0b\u8f09PDF \u5f15\u8a00 \u5728\u9019\u500b\u554f\u7b54\u74b0\u7bc0\u88e1\uff0c\u9ad8\u7d1a\u5408\u5925\u4eba\u9ad8\u5609\u529b\uff08Nick Gall\uff09\u63a2\u8a0e\u8b49\u76e3\u6703\u6838\u51c6\u7684\u8ca0\u8cac\u4eba\u54e1\u64c1\u6709\u4ec0\u9ebc\u89d2\u8272\u3001\u8cac\u4efb\u53ca\u6f5b\u5728\u8cac\u4efb\u3002 \u554f\uff1a\u4ec0\u9ebc\u662f\u8ca0\u8cac\u4eba\u54e1\uff1f \u7b54\uff1a\u8ca0\u8cac\u4eba\u54e1\u662f\u6307\u6839\u64da\u300a\u8b49\u5238\u548c\u671f\u8ca8\u689d\u4f8b\u300b\u7b2c126\uff081\uff09\u689d\u7531\u8b49\u5238\u548c\u671f\u8ca8\u4e8b\u52d9\u76e3\u5bdf\u59d4\u54e1\u6703\uff08\u4e0b\u7a31\u201c\u8b49\u76e3\u6703\u201c\uff09\u6838\u51c6\u6210\u70ba\u6301\u724c\u6cd5\u5718\u7684\u8ca0\u8cac\u4eba\u54e1\u7684\u500b\u4eba\u3002\u8b49\u76e3\u6703\u5f15\u5165\u8a72\u5236\u5ea6\uff0c\u4ee5\u5be6\u65bd\u66f4\u5f37\u7684\u7ba1\u7406\u8cac\u4efb\u539f\u5247\u3002 \u554f\uff1a\u4e00\u5bb6\u6301\u724c\u6cd5\u5718\u9700\u8981\u5177\u6709\u591a\u5c11\u540d\u8ca0\u8cac\u4eba\u54e1\uff1f \u7b54\uff1a\u6301\u724c\u6cd5\u5718\u9032\u884c\u7684\u6bcf\u7a2e\u53d7\u7ba1\u5236\u6d3b\u52d5\u4e0b\uff0c\u5fc5\u9808\u8981\u6709\u81f3\u5c11\u5169\u540d\u88ab\u6838\u51c6\u7684\u8ca0\u8cac\u4eba\u54e1\uff0c\u5176\u4e2d\u81f3\u5c11\u4e00\u540d\u5fc5\u9808\u70ba\u57f7\u884c\u8463\u4e8b\uff08\u898b\u4e0b\u6587\uff09\u3002 Re Uni-Alpha Securities Ltd and Another (unreported, HCMP 714\/2006, 27 June 2006) \u4e00\u6848\u78ba\u7acb\u4e86\u81f3\u5c11\u5169\u540d\u8ca0\u8cac\u4eba\u54e1\u7684\u8981\u6c42\uff0c\u8a72\u6848\u88e1\u5176\u4e2d\u4e00\u540d\u8ca0\u8cac\u4eba\u54e1\u8fad\u8077\uff0c\u56e0\u70ba\u50c5\u7559\u4e0b\u4e00\u540d\u8ca0\u8cac\u4eba\u54e1\uff0c\u6240\u4ee5\u696d\u52d9\u5fc5\u9808\u505c\u6b62\u71df\u904b\u3002 \u554f\uff1a\u6210\u70ba\u8ca0\u8cac\u4eba\u54e1\u6709\u4ec0\u9ebc\u8981\u6c42\uff1f 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